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Mr. Steven Mueller (LinkedIn: click here / Facebook: click here) is the Founder & Managing Member of the Santa Clarita, California based Syndicate Subscription Legal Plans (www.SyndicateLegalPlans.com), Syndicate Legal Support Services (www.SyndicateLegalSupport.com), OTC Equity Markets (www.OTCEquityMarkets.com), OTC Debt Markets (www.OTCDebtMarkets.com), and until recently a five-year associate member of the Beverly Hills, California Law Firm of L.A. Law, APC where he completed the California Law Office Study Program. 

 

Mr. Mueller has more than twenty-five years of Law Office experience, including (but not limited to) 20 years of experience in Corporate & Investment Banking Law; 15 years of experience in Civil Litigation; 5 years of experience in person injury law & family law; and 3 years of experience in Criminal Defense Law. 

 

Mr. Mueller is a true pioneer in the Private and Public Capital Markets industry with more than twenty years of industry experience. Mr. Mueller has extensive experience Alternative Trading Systems and Stock Exchange Legal & Compliance, structuring private and public securities offerings, and coordinating both public and private securities offerings through a syndicate network of FINRA Registered Broker Dealers, Investment Banks and Registered Investment Advisors. As of today, Mr. Mueller has participated approximate 250 IPOs and Rule 144A Equity Offerings, and nearly 1,200 capital markets transactions.

 

In addition, Mr. Mueller has completed the following courses: FINRA series 6, 65 & 7; California Insurance (Property & Casualty, Life & Health, Commercial, Annuity, Earthquake, Flood & Long-Term Care); California Real Estate Sales; California Residential Mortgage; and California Bail Bonds.

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Mr. Mueller has grown Syndicate's OTC Equity Market & OTC Debt Market to include a Syndicate Network of:

  • 400,000+ – Registered Investment Advisors (40,000 Firms)

  • 123,000+ - Investment Fund Managers (Hedge Fund, Mutual Fund, etc.)

  • 58,000+ - Plan Sponsors

  • 33,000+ - Pension Fund Asset Managers

  • 32,000+ = Family Office Executives

  • 25,000+ - Investment Banking Executives

  • 16,000+ = Insurance Company Asset Managers

  • 14,000+ - Venture Capital Firm Members

  • 100+ - NYSE / NASDAQ / OTC Market Makers & Broker Dealers (Firms)

  • For our OTC / NASDAQ / NYSE Listed Companies:

    • 43 Million Retail Investors – through the Fidelity Investments App.

    • 23 Million Retail Investors – through the Robinhood Investments App.

    • 17 Million Retail Investors – through the Webull Investments App.

    • 6 Million Retail Investors – through the Acorns Investments App.

    • 2.5 Million Retail Investors – through the Interactive Brokers Investments App.

    • 1.8 Million Retail Investors – through the Gemini Investments App.

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