top of page

Date Last Revised:

December 1, 2023


This website is owned and operated by Syndicate Legal & Financial, LLC, and the term "OVER-THE-COUNTER EQUITY MARKETS" (also known as the "OTC Equity Markets") is a registered tradename of Syndicate Legal & Financial, LLC (hereinafter referred to as "Syndicate"). Use of this Website does not constitute an offer by Syndicate, and/or any of its Members / Employees / Affiliates to sell, solicit or make an offer to buy any investment interest or security, and Syndicate, and/or any of its Members / Employees / Affiliates do not give or offer any business advice, investment advice, tax or legal advice to anyone using this Website or the services that are defined in the Terms of Use. All prospective Investors must certify that they are an Investor suitable for this type of illiquid investment and must acknowledge that they have received and read all investment terms associated with any Financing opportunity. Direct and indirect investment(s) in a Private Placement involves significant risks. There is a potential for loss of part or all of the investment capital, and each prospective investor should understand that all capital invested may be lost. Prospective investors should only consider these investments if they have no need for liquidity and can bear the risk of losing their entire investment.


Syndicate, nor any of its members, are a broker-dealer and do not solicit retail investors to participate in the sale or purchase of any securities or otherwise effect transactions in securities. No member of Syndicate makes investment recommendations, and no communication through this Website or in any other medium should be construed as such. Any sale of securities by an issuer is in the sole discretion of, and is conducted directly between, the issuer (and/or the FINRA Broker Dealer representing the issuer) or holder of the securities and the prospective buyer / investor. All information regarding potential investment opportunities associated with any securities is prepared solely by the Underwriter of the securities (and approved by the issuer), and as such, the issuer of the offered securities is solely responsible for the accuracy of all such statements. Unless stated, the underwriter has not independently verified all such information contained in any OTC Equity Markets' Prospectus. Any sample deals are for illustrative purposes only and do not reflect an actual opportunity available for investment.


Any securities offered by an issuer associated with the OTC Equity Markets are offered by the Issuer, or through a FINRA / SEC Registered Broker Dealer, through an OTC Equity Markets' Prospectus and are subject to the subscription agreement. Before purchasing any securities from an issuer or broker / dealer, investors should carefully read the terms and conditions associated with the OTC Equity Markets' Prospectus, particularly the Risk Factors portion, which provide detailed information about the risks of investing in the securities.


Past performance is not indicative of future performance. Any financial projections or returns shown on the Website are examples only and prospective investors should conduct their own due diligence and not rely on the financial assumptions or estimates that are displayed here.

Any financial projections or returns shown on the Website are illustrative examples only, and there can be no assurance that any valuations provided are accurate or in agreement with market or industry valuations.  Any investment information contained in any OTC Equity Markets' Prospectus, or on this website, has been secured from sources that Syndicate believes are reliable, but Syndicate makes no representations or warranties as to the accuracy of such information and accepts no liability therefor. Prospective investors of any securities of any issuer associated with any OTC Equity Markets' Prospectus should conduct their own due diligence, not rely on the financial assumptions or estimates displayed on this Website or in any OTC Equity Markets' Prospectus, and are encouraged to consult with a financial advisor, attorney, accountant, and any other professional that can help you to understand and assess the risks associated with any investment.

Articles or information from third-party media outside of this Website may discuss the OTC Equity Markets, or relate to information contained herein, but Syndicate does not approve and is not responsible for such content. Hyperlinks to third-party sites, or reproduction of third-party articles, do not constitute an approval or endorsement by Syndicate of the linked or reproduced content.

bottom of page